
Responsibilities:Organize system standards with company guidelines for the automated delivery and receipt of periodic reporting. Analyze large data sets to evaluate and summarize issues relating to personal trading, potential conflicts, and required certificationsEnsure that outside vendor supplied information is accurately transmitted and stored into StarCompliancecreate an update policies and procedures using a risk based approach to address changes to the business, regulations, regulatory priorities, products, or to align with best practicesDevelop and manage processes, procedures, and workflows to ensure accuracy and timeliness of reporting and requests, which may include performance and other types of data.Serve as a resource to the business on compliance considerations and solutions in areas of expertiseResolve or recommend resolution for compliance issues depending on materialityPerform a wide range of established and ad hoc reporting and requests for internal and external parties, including clients and potential clients Experience you will bring: 3+ years of compliance and application development experienceInvestment Advisers Act and FINRA supervision rules knowledge and experiencePrefer experience with SQL skills, data loading and experience with one or more cloud integration tools. Excellent analytical, problem-solving, and decision-making skills. Experience working in an Agile team environment. Detail-oriented with excellent organizational, communication, and interpersonal skills. How you will make an impact: Experience mapping and documenting system to system data integrations Resolve Business User requests and production issues. Data integration development required. API/CSV/JSON/XML file source experience required. Demonstrates growth mindset and ability to learn emerging data technologies. Strong Data analysis skills
Key Skills
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